FRONTIER WEALTH MANAGEMENT, LLC

FRONTIER WEALTH MANAGEMENT, LLC of LEAWOOD, KS is an SEC exempt reporting adviser (CRD 144344). This firm reports disciplinary history on Form ADV.

Registration

Officers, owners & control persons (10)

NameRoleLocation
Brandon SifersCHIEF FINANCIAL OFFICER / ELECTED MEMBERLeawood, KS
Anson M JosephCHIEF OPERATIONS OFFICER; DIRECTOR OF OPERATIONSHollywood, MD
Nicholas Michael BlasiCEO / ELECTED MEMBER—
Troy David KerrMEMBER—
MARTIN GEORGE ANDREWSHAREHOLDER—
KERR TROY DAVIDCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / MEMBER; CHIEF COMPLIANCE OFFICER, SHAREHOLDER (+1 more)—
LAGERSTROM CORY LYNNPRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER—
BLASI NICHOLAS MICHAELCEO; CEO / ELECTED MEMBER; SHAREHOLDER—
CONNOR MICHAEL ATTERBURYSHAREHOLDER—
SIFERS BRANDONCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / ELECTED MEMBER—

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2021-09-03regulatoryFRONTIER ALLEGEDLY WILLFULLY VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER AND FAILED REASONABLY TO SUPERVISE WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT.Final$350K

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