FRONTIER WEALTH MANAGEMENT, LLC
FRONTIER WEALTH MANAGEMENT, LLC of LEAWOOD, KS is an SEC exempt reporting adviser (CRD 144344). This firm reports disciplinary history on Form ADV.
Registration
- CRD: 144344
- SEC file number: 802-127130
- Type: Exempt reporting adviser
- Location: 4200 W. 115TH STREET, SUITE 210, LEAWOOD, KS, 66211
- Phone: 816-753-5100
- Latest filing: 2026-03-31
Officers, owners & control persons (10)
| Name | Role | Location |
|---|
| Brandon Sifers | CHIEF FINANCIAL OFFICER / ELECTED MEMBER | Leawood, KS |
| Anson M Joseph | CHIEF OPERATIONS OFFICER; DIRECTOR OF OPERATIONS | Hollywood, MD |
| Nicholas Michael Blasi | CEO / ELECTED MEMBER | — |
| Troy David Kerr | MEMBER | — |
| MARTIN GEORGE ANDREW | SHAREHOLDER | — |
| KERR TROY DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / MEMBER; CHIEF COMPLIANCE OFFICER, SHAREHOLDER (+1 more) | — |
| LAGERSTROM CORY LYNN | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BLASI NICHOLAS MICHAEL | CEO; CEO / ELECTED MEMBER; SHAREHOLDER | — |
| CONNOR MICHAEL ATTERBURY | SHAREHOLDER | — |
| SIFERS BRANDON | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / ELECTED MEMBER | — |
Disclosures (2)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2021-09-03 | regulatory | FRONTIER ALLEGEDLY WILLFULLY VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER AND FAILED REASONABLY TO SUPERVISE WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT. | Final | $350K |
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