KAHN BROTHERS ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 144368). Regulatory assets under management: $498.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Thomas Graham Kahn | CHAIRMAN, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER, DIRECTOR; CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER & DIRECTOR | New York, NY |
| Andrew S Kahn | SENIOR VICE PRESIDENT & DIRECTOR | — |
| Phyllis Kahn | STOCKHOLDER | — |
| Karen Ann Demarco | VICE PRESIDENT | — |
| KAHN IRVING | CHAIRMAN, & DIRECTOR; CHAIRMAN, DIRECTOR & STOCKHOLDER; HONORARY CHAIRMAN & DIRECTOR | — |
| KAHN THOMAS GRAHAM | CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, & STOCKHOLDER; CHAIRMAN, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER, DIRECTOR; CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER & DIRECTOR (+1 more) | — |
| KAHN DONALD WILLIAM | CHAIRMAN, STOCKHOLDER, DIRECTOR; STOCKHOLDER, DIRECTOR | — |
| DELUCA WILLIAM FRANCIS | SENIOR VICE PRESIDENT & SECRETARY | — |
| CUTRONE PAULA | SENIOR VICE PRESIDENT, SECRETARY, STOCKHOLDER & DIRECTOR; SENIOR VICE PRESIDENT, STOCKHOLDER & DIRECTOR | — |
| RODWOGIN KENNETH BARRY | SENIOR VICE PRESIDENT & DIRECTOR | — |
| DEMARCO KAREN ANN | VICE PRESIDENT | — |
| KAHN JONATHAN S | SENIOR VICE PRESIDENT & DIRECTOR; VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| KNOX WILLIAM KEITH | SENIOR VICE-PRESIDENT | — |
| KAHN Phyllis | STOCKHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-06-06 | regulatory | ON JUNE 6, 2022 KAHN BROTHERS ADVISORS AND THOMAS KAHN AGREED TO A SETTLEMENT WITH THE SEC THROUGH AN ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS IN WHICH THE PARTIES DID NOT ADMIT OR DENY A NARRATIVE OF EVENTS CONCERNING AGGREGATION, DISCLOSURE AND PROCEDURES RELATED TO CLIENTS BROKERING WITH AN A… | Final | $250K |