REGATTA CAPITAL GROUP, LLC

REGATTA CAPITAL GROUP, LLC of EL SEGUNDO, CA is an SEC-registered investment adviser (CRD 145363). Regulatory assets under management: $1.6B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Investment cos, Other.

Officers, owners & control persons (10)

NameRoleLocation
Russell Ralph MohbergMANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER
Spencer Southard KellyPRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES
Nicholas Kelly OzerPARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS
Britt Morgan JoyceCO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS
MOHBERG RUSSELL RMANAGING MEMBER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER; PRINCIPAL/CHIEF COMPLIANCE OFFICER
KELLY SPENCER SOUTHARDPRINCIPAL; PRINCIPAL, MANAGING MEMBER, CO-FOUNDER, PARTNER, AND HEAD OF ADVISORY SERVICES; PRINCIPAL/MEMBER
OZER NICHOLASPARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS
MOHBERG RUSSELL RALPHMANAGING MEMBER, CO-FOUNDER, PARTNER, AND CHIEF COMPLIANCE OFFICER
OZER NICHOLAS KELLYPARTNER, FINANCIAL ADVISOR, AND DIRECTOR OF RETIREMENT PLANS
JOYCE BRITT MORGANCO-CIO & DIRECTOR OF ENDOWMENTS & FOUNDATIONS

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