COOK JOSEPH ANDREW appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. COOK JOSEPH ANDREW appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CHARLES SCHWAB & CO., INC. | BROKER-DEALER CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | ARETE WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | WINDHAVEN INVESTMENT MANAGEMENT, INC. | SVP & CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | CHARLES SCHWAB INVESTMENT ADVISORY, INC. | CHIEF COMPLIANCE OFFICER & SVP | SAN FRANCISCO, CA |