HOLLOW BROOK WEALTH MANAGEMENT LLC of KATONAH, NY is an SEC-registered investment adviser (CRD 145521). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Philip Ernst Richter | PRESIDENT / CCO; PRESIDENT, FOUNDER & CO-CHIEF INVESTMENT OFFICER, CCO | — |
| Alan Lee Bazaar | CEO; CEO & CO-CHIEF INVESTMENT OFFICER | — |
| OMALLEY THOMAS DANIEL | CHIEF EXECUTIVE OFFICER | — |
| LAM SAMANTHA | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| NORDBERG EDGAR WAYNE | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| PREZIOSI LILLIAN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT/SECRETARY | — |
| RICHTER PHILLIP ERNST | CHIEF COMPLIANCE OFFICER; CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR (+5 more) | — |
| ORING DAVID ADAM | TREASURER; VICE PRESIDENT | — |
| BAZAAR ALAN LEE | CEO; CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR | — |
| FEDERICI GUIDO ANTHONY | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |