HUDSON VALLEY WEALTH MANAGEMENT, INC of PEARL RIVER, NY is an SEC-registered investment adviser (CRD 146338). Regulatory assets under management: $48.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Christopher James Conover | PRESIDENT, CEO, AND CCO | — |
| HAMBURGER BRIAN S | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| CONOVER CHRISTOPHER JAMES | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| CONOVER CHRISTOPER J | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| FORMAN SANDRA MATRICK | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |