GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 146493). Regulatory assets under management: $215.4M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Investment cos.
| Name | Role | Location |
|---|---|---|
| Donald Lee Garton | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | — |
| Kathleen Mounce | PARTNER | — |
| Michael Joseph Garton | PART OWNER | — |
| GARTON DONALD LEE | MANAGING PARTNER; MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | — |
| MOUNCE KATHLEEN | PARTNER | — |
| Garton Michael Joseph | CHIEF COMPLIANCE OFFICER; PART OWNER | — |