SPIELBERGER & BROOKS, INC.

SPIELBERGER & BROOKS, INC. of WOODBURY, NY is an SEC-registered investment adviser (CRD 147197). Regulatory assets under management: $473.8M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (4)

NameRoleLocation
Mark Henry SpielbergerCEO & PRESIDENT—
Craig David BrooksMANAGING DIRECTOR & CCO—
SPIELBERGER MARK HENRYCEO, CHIEF COMPLIANCE OFFICER; CEO & PRESIDENT—
BROOKS DAVIDMANAGING DIRECTOR; MANAGING DIRECTOR & CCO; MANAGING PARTNER (+1 more)—

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