D. E. SHAW DIRECT CAPITAL, L.L.C.

D. E. SHAW DIRECT CAPITAL, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 147212). Regulatory assets under management: $89.1M.

Registration

Officers, owners & control persons (13)

NameRoleLocation
THOMAS S CLARKCHIEF COMPLIANCE OFFICERWEST PALM BEACH, FL
Thomas C ClarkCHIEF COMPLIANCE OFFICERSan Jose, CA
Thomas P ClarkCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTORBruceton Mills, WV
STECKLER STUARTMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.
ELIAS ROCHELLE ASSAELCHIEF COMPLIANCE OFFICER
DINNING ANNE CAROLYNMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.
SHAW DAVID ELLIOTLIMITED PARTNER; SOLE STOCKHOLDER, CHAIRMAN, AND PRESIDENT
LADD ROBERT THOMSENPRESIDENT AND MANAGING DIRECTOR
GAUDIO JULIUS RALPHMANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P.
POSNER DANIEL ERICMANAGING DIRECTOR
SALKIND LOUIS KENMANAGING DIRECTOR; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P.
WEPSIC ERIC KARLMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.
STONE MAXIMILIAN DANAMANAGING DIRECTOR OF D. E. SHAW & CO., L.P.

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
D. E. SHAW DIRECT CAPITAL PORTFOLIOS, L.L.C.Hedge Fund30$89.1M$1.0M

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