TRI-STAR FINANCIAL SERVICES LLC

TRI-STAR FINANCIAL SERVICES LLC of EL SEGUNDO, CA is an SEC-registered investment adviser (CRD 148450). Regulatory assets under management: $49.4M.

Registration

Officers, owners & control persons (2)

NameRoleLocation
ROTHSTEIN MARK STEVENMANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER
MAURO ANTHONY VICTORCHIEF COMPLIANCE OFFICER

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