THE SOPHOS ADVISORS, LLC is an SEC-registered investment adviser (CRD 148454).
| Name | Role | Location |
|---|---|---|
| STEENBURG THOMAS NELSON | CHIEF COMPLIANCE OFFICER | — |
| ROSENBAUM MICHAEL POWELL | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER, MEMBER | — |
| CIMMINO RAFFAELE | CHIEF INVESTMENT OFFICER | — |
| MCQUAID DAVID JAMES | DIRECTOR OF SALES; DIRECTOR OF SALES, MEMBER | — |
| KEMPF CHARLES PERLITZ | CHIEF FINANCIAL OFFICER AND DIRECTOR OF TRADING; CHIEF FINANCIAL OFFICER, DIRECTOR OF TRADING; DIRECT OWNER (+1 more) | — |
| KEMPF DONALD GEORGE | DIRECT OWNER; GENERAL COUNSEL; MEMBER | — |
| CIMMINO RAFFAELE NONE | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | — |