BAUGHMAN FINANCIAL GROUP

BAUGHMAN FINANCIAL GROUP of NOVATO, CA is an SEC-registered investment adviser (CRD 148649). Regulatory assets under management: $76.4M.

Registration

• CRD: 148649
• SEC file number: 801-69698
• Type: Registered investment adviser
• Location: 7250 REDWOOD BLVD, NOVATO, CA, 94945
• Phone: 415-506-4330
• Latest filing: 2026-03-24
• Regulatory AUM: $76.4M
• Discretionary AUM: $73.4M
• Non-discretionary AUM: $3.0M
• Clients: 1
• Accounts: 148

Business model

Compensation: % of AUM, Hourly, Commissions.

Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 148649 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search