CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CAPITAL INVESTMENT ADVISORY SERVICES, LLC of RALEIGH, NC is an SEC-registered investment adviser (CRD 149124). Regulatory assets under management: $2.4B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (8)

NameRoleLocation
King W LeeCHIEF COMPLIANCE OFFICERGurnee, IL
King LeeCHIEF COMPLIANCE OFFICERAliso Viejo, CA
Richard King BryantPARTNER OF R. BRYANT FAMILY PARTNERS, LTD.; PRESIDENT AND TREASURER
Ronald Lee KingCHIEF COMPLIANCE OFFICER
Susanne SadlerTRUSTEE OF R.B.S.B. FAMILY TRUST
BRYANT RICHARD KINGCHIEF EXECUTIVE OFFICER AND TREASURER; MANAGING MEMBER; PARTNER OF R. BRYANT FAMILY PARTNERS, LTD. (+2 more)
SADLER SUSANNETRUSTEE OF R.B.S.B. FAMILY TRUST
MUMY RYAN ANTHONYCHIEF INVESTMENT OFFICER

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
regulatory

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