CAPSTONE INVESTMENT FINANCIAL GROUP, INC.

CAPSTONE INVESTMENT FINANCIAL GROUP, INC. of COLORADO SPRINGS, CO is an SEC-registered investment adviser (CRD 150435). Regulatory assets under management: $37.0M.

Registration

Officers, owners & control persons (6)

NameRoleLocation
ZEMANN ANN TERESECHIEF COMPLIANCE OFFICER—
SCHWARTZ THEODORE NMNPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT—
LAWRENCE TIMOTHY JAMESVICE PRESIDENT—
SIGRIST WILLIAM RAYMONDSECRETARY; SECRETARY/CHIEF COMPLIANCE OFFICER—
SCHWARTZ THEODOREPRESIDENT/CHIEF COMPLIANCE OFFICER—
STARKEY KEVIN MITCHELLPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT—

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