RIA ADVISORY GROUP, LLC

RIA ADVISORY GROUP, LLC of DES MOINES, IA is an SEC-registered investment adviser (CRD 152566). Regulatory assets under management: $568.4M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (15)

NameRoleLocation
Mary Louise GibbonsCCO—
Brian Lee VestalMANAGING MEMBER; MEMBER/OWNER—
Dana Gene RauschMANAGING MEMBER; MEMBER/OWNER—
Christopher John HansonMANAGING MEMBER; MEMBER/OWNER—
HANSON TODD JOHNMEMBER/OWNER—
JOHNSON-LUNDQUIST LINDA ANNMANAGING MEMBER/CHIEF COMPLIANCE OFFICER—
VESTAL BRIAN LEEMANAGING MEMBER—
HECKART BENJAMIN ALLENMANAGING MEMBER—
PRINK KEVIN TODDMANAGING MEMBER—
GIBBONS MARY LOUISECCO—
GIBBONS JEFFREY LAWRENCEMANAGING MEMBER; MEMBER/OWNER—
RAUSCH DANA GMEMBER/OWNER—
RAUSCH DANA GENEMEMBER/OWNER—
Stephanie TheisingerCHIEF COMPLIANCE OFFICERDes Moines, IA
David Glenn HannaCFO—

Disclosures (12)

InitiatedTypeAllegationsStatusAmount
—civil———
—regulatory———

Branch offices (12)

CityStateEmployeesPhone
SIOUX FALLSSD5605 360-0777
MOUNT PLEASANTIA3(319) 392-4847
——2605 737-4444
——1402 671-5746
——1(515) 344-3879
APPLE VALLEYMN16514526250
——1515 460-3213
PELLAIA1(641)569-8816
——1605-646-3265
——1515-291-1019
AMESIA1515-290-5059
——1605-929-6745

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