RIA ADVISORY GROUP, LLC of DES MOINES, IA is an SEC-registered investment adviser (CRD 152566). Regulatory assets under management: $568.4M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Mary Louise Gibbons | CCO | — |
| Brian Lee Vestal | MANAGING MEMBER; MEMBER/OWNER | — |
| Dana Gene Rausch | MANAGING MEMBER; MEMBER/OWNER | — |
| Christopher John Hanson | MANAGING MEMBER; MEMBER/OWNER | — |
| HANSON TODD JOHN | MEMBER/OWNER | — |
| JOHNSON-LUNDQUIST LINDA ANN | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| VESTAL BRIAN LEE | MANAGING MEMBER | — |
| HECKART BENJAMIN ALLEN | MANAGING MEMBER | — |
| PRINK KEVIN TODD | MANAGING MEMBER | — |
| GIBBONS MARY LOUISE | CCO | — |
| GIBBONS JEFFREY LAWRENCE | MANAGING MEMBER; MEMBER/OWNER | — |
| RAUSCH DANA G | MEMBER/OWNER | — |
| RAUSCH DANA GENE | MEMBER/OWNER | — |
| Stephanie Theisinger | CHIEF COMPLIANCE OFFICER | Des Moines, IA |
| David Glenn Hanna | CFO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | — | — | — |
| — | regulatory | — | — | — |