EMPIRICAL FINANCIAL SERVICES, LLC of SEATTLE, WA is an SEC-registered investment adviser (CRD 152622). Regulatory assets under management: $8.4B.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| KELLY PATRICK | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & MEMBER; PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | MONTREAL, A8 |
| Kenneth Robert Smith | CHIEF EXECUTIVE OFFICER & MEMBER | — |
| Ethan Andrew Broga | DIRECTOR OF FINANCIAL PLANNING & MEMBER | — |
| Lorne David Enquist | CHIEF FINANCIAL OFFICER & MEMBER | — |
| Michael Patrick Kelly | PRESIDENT & CHIEF WEALTH STRATEGIST & MEMBER | — |
| Jaime Chelan Christina White | CHIEF OF STAFF; CHIEF STRATEGY OFFICER & MEMBER | — |
| James Allen Jones | DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | — |
| Simon Joshua Liu | CHIEF MARKETING TECHNOLOGY OFFICER & MEMBER | — |
| Shan Zubair | FINANCIAL ADVISOR & MEMBER | — |
| Erik James Lehr | CHIEF INVESTMENT OFFICER & MEMBER | — |
| Justin Wyatt Buller | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & MEMBER | — |
| Joseph Homer Carlos Mercado | CHIEF BUSINESS DEVELOPMENT OFFICER & MEMBER; CHIEF OPERATIONS OFFICER & MEMBER | — |
| Hwa Chong Park | CHIEF OPERATING OFFICER & MEMBER | — |
| SMITH JEFFREY ROBERT | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & MEMBER; MANAGING MEMBER | — |
| MERCADO CARLOS | CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER & MEMBER | — |
| JONES KREG ALLEN | CHIEF COMPLIANCE OFFICER; DIRECTOR OF TAX AND WEALTH TRANSFER & MEMBER | — |
| MONTEITH JACK DONALD | PRESIDENT | — |
| BULLER JUSTIN WYATT | CHIEF COMPLIANCE OFFICER | — |
| VAN GINHOVEN PAUL SCOTT | PRINCIPAL | — |
| HOLDERMAN JAIME CHELAN CHRISTINA | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER | — |
| BROGA ETHAN ANDREW | CHIEF OPERATING OFFICER; DIRECTOR OF FINANCIAL PLANNING & MEMBER; MEMBER (+1 more) | — |
| ENQUIST LORNE DAVID | CHIEF FINANCIAL OFFICER & MEMBER; PRINCIPAL | — |
| WHITE JAIME CHELAN CHRISTINA | CHIEF OF STAFF; CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| SIPPLE JULIA BALITSKY | CHIEF COMPLIANCE OFFICER | — |
| CONTRERAS SHANNON MARIE | CHIEF COMPLIANCE OFFICER | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| EMPIRICAL ALTERNATIVE INCOME FUND, LP | Other Private Fund | Delaware | 53 | $16.4M | $250K |
Showing 15 of 17 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| IRVINE | CA | 9 | 949-543-1780 |
| PORTLAND | OR | 5 | 503-808-9005 |
| SAN MATEO | CA | 4 | (650) 254-6747 |
| SAN FRANCISCO | CA | 4 | 415-630-4505 |
| FORT WORTH | TX | 4 | 817-961-1990 |
| LOS ANGELES | CA | 3 | 424-426-3457 |
| BELLEVUE | WA | 3 | 425-365-0110 |
| NEWPORT BEACH | CA | 2 | 949-850-1933 |
| AUSTIN | TX | 1 | 512-612-3734 |
| COTTONWOOD HEIGHTS | UT | 1 | (801) 435-5920 |
| VANCOUVER | WA | 1 | 360-817-0816 |
| RENO | NV | 1 | 775-446-7549 |
| WALNUT CREEK | CA | 1 | 925-494-3582 |
| LOS GATOS | CA | 1 | 408-357-2382 |
| ANCHORAGE | AK | 1 | 907-331-4984 |