GRADIENT ADVISORS, LLC

GRADIENT ADVISORS, LLC of ARDEN HILLS, MN is an SEC-registered investment adviser (CRD 152665). Regulatory assets under management: $289.3M. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (13)

NameRoleLocation
Tami Jean LuciusTRUSTEE—
Catherine Ann PetersCHIEF COMPLIANCE OFFICER—
Tyler Patrick EllegardPRESIDENT/ ELECTED MANAGER—
Charles Edward LuciusTRUSTEE—
Adam Keith EstallPRESIDENT/ ELECTED MANAGER—
PETERS DOROTHY ANNCHIEF COMPLIANCE OFFICER—
SIEPMANN KLAUS HERBERTCHIEF COMPLIANCE OFFICER—
LUCIUS CHARLES EDWARDCHIEF EXECUTIVE OFFICER; ELECTED MANAGER; MANAGING MEMBER—
FOLEY JEFFREY ALLENELECTED MANAGER; PRESIDENT—
STECHER GREGORY JAMESCHIEF COMPLIANCE OFFICER—
ESTALL ADAM KeithELECTED MANAGER; PRESIDENT/ ELECTED MANAGER—
Brian Andrew RemmeCHIEF COMPLIANCE OFFICER—
Clarence W KnoxDIRECTOR/ELECTED MANAGER—

Disclosures (56)

InitiatedTypeAllegationsStatusAmount
2016-04-05regulatoryUSE OF ADVERTISING MATERIALS WHICH HAVE THE CAPACITY TO BE MISLEADING.Final$8K
—regulatory———
—criminal———
—civil———

Branch offices (52)

Showing 15 of 52 offices.

CityStateEmployeesPhone
CHESAPEAKEVA27572958586
GENEVAIL28477579637
PUEBLOCO2719-924-8718
LADY LAKEFL23526331098
KANSAS CITYMT28167469908
POINT LECANTOFL23524234175
PUEBLOCO2719-924-8718
ST PORTAGEWI26087454665
MEQUITENV289027
GENEVAIL28477579637
DAVISONMI2810-691-2525
DAVISONMI2810-691-2525
RICHMONDVA28043014291
CHESAPEAKEVA27572958586
RICHMONDVA28043014291

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