O'CONNOR CAPITAL ADVISORY, LLC

O'CONNOR CAPITAL ADVISORY, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 152687). Regulatory assets under management: $112.1M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

NameRoleLocation
OCONNOR JAMES HARVEYMANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER
James Harvey OconnorMANAGING MEMBER, CHIEF COMPLIANCE OFFICER

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