MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED of HONG KONG is an SEC-registered investment adviser (CRD 152807). Regulatory assets under management: $7.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: Pooled vehicles, Investment cos, Other.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Hyeon Joo Park | SHAREHOLDER | — |
| Ho Wah Fok | DIRECTOR | — |
| Nam Ki Kim | DIRECTOR | — |
| Yee Man Olivia Chan | CHIEF COMPLIANCE OFFICER | — |
| Kim Byung Ha | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/ DIRECTOR | — |
| Lili Zhu | CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| Wanyoun Cho | CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| Olivia Chan | CHIEF COMPLIANCE OFFICER | — |
| PARK HYEON JOO | SHAREHOLDER | — |
| CHO WAN YOUN | ACTING CHEIF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER (+1 more) | — |
| LUK STEPHANIE | CHIEF COMPLIANCE OFFICER | — |
| PARK CHEON WOONG | CHIEF EXECUTIVE OFFICER | — |
| LEE TUCK CHUNG | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND ACTING CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| CHAU KITTY | CHIEF COMPLIANCE OFFICER | — |
| RHEE JUNG HO | CHIEF EXECUTIVE OFFICER | — |
| SEE MAN | CHIEF COMPLIANCE OFFICER | — |
| KIM BYUNG HA | CHIEF OPERATING OFFICER; DIRECTOR | — |
| Tang Josephine Wai Man | CHIEF COMPLIANCE OFFICER | — |
| KAPALA SIRNIVASA RAO | CHIEF COMPLIANCE OFFICER; DIRECTOR | — |
| LAM MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| Yu Anita Lai Fun | CHIEF COMPLIANCE OFFICER | — |
| CHOI Sunny sze ming | CHIEF COMPLIANCE OFFICER | — |
| Song Se Han | CHIEF OPERATING OFFICER | — |
| CHO WANYOUN | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ DIRECTOR | — |
| LI LUI SANDI | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-01-07 | regulatory | IN EARLY 2014, MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED ("MAGIHK") SUBMITTED A VOLUNTARY DISCLOSURE TO THE KOREAN REGULATOR, THE FINANCIAL SUPERVISORY SERVICE (THE "FSS"), WITH RESPECT TO MAGIHK'S INADVERTENT VIOLATION OF THE REPORTING REQUIREMENTS FOR ACQUISITION OF SECURITIES DENOMINATED… | Final | $18K |