ROC CAPITAL MANAGEMENT, L.P.

ROC CAPITAL MANAGEMENT, L.P. of NEW YORK, NY is an SEC-registered investment adviser (CRD 152873). Regulatory assets under management: $1.2B.

Registration

Officers, owners & control persons (9)

NameRoleLocation
BREE DAVID NATHANDIRECTOR OF ROC CAPITAL GP I, LTD.—
WELLS SHAWN TGENERAL COUNSEL; MANAGING DIRECTOR; MANAGING DIRECTOR, GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER—
WOLFSON ROBERT GARYCHIEF OPERATING OFFICER—
GHOSE ANUPAMCHIEF STRATEGIC OFFICER—
RAGHUNATHAN ARVINDCHIEF EXECUTIVE OFFICER; MANAGER; MANAGING MEMBER (+1 more)—
BHATIA VANISHA MITTALOWNER—
BHATIA AMITOWNER—
FORM DAVID ANDREWCHIEF COMPLIANCE OFFICER—
GUILFOYLE RONAN AMBROSEDIRECTOR OF ROC CAPITAL GP I, LTD.—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
ROC CAPITAL PARTNERS MASTER FUND, L.P.Hedge Fund—20$116.9M$5.0M

Fund service providers (1)

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