GALVIN, GAUSTAD & STEIN, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 153410). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Kim Quyen Jamieson | CCO; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| Mark Paul Stein | MEMBER AND MANAGER | — |
| Stephen Lee Gaustad | MEMBER AND MANAGER | — |
| Stephen Richard Galvin | MEMBER AND MANAGER | — |
| STEIN MARK PAUL | MEMBER AND MANAGER | — |
| GALVIN STEPHEN RICHARD | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER AND MEMBER; MEMBER AND MANAGER | — |
| GAUSTAD STEPHEN | MANAGING MEMBER; MEMBER AND MANAGER | — |
| JAMIESON KIM QUYEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| GAUSTAD STEPHEN LEE | MEMBER AND MANAGER | — |