GALVIN, GAUSTAD & STEIN, LLC of SCOTTSDALE, AZ is an SEC-registered investment adviser (CRD 153410). Regulatory assets under management: $1.4B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Kim Quyen Jamieson | CCO; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| Mark Paul Stein | MEMBER AND MANAGER | — |
| Stephen Lee Gaustad | MEMBER AND MANAGER | — |
| Stephen Richard Galvin | MEMBER AND MANAGER | — |
| STEIN MARK PAUL | MEMBER AND MANAGER | — |
| GALVIN STEPHEN RICHARD | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER AND MEMBER; MEMBER AND MANAGER | — |
| GAUSTAD STEPHEN | MANAGING MEMBER; MEMBER AND MANAGER | — |
| JAMIESON KIM QUYEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER/CHIEF FINANCIAL OFFICER | — |
| GAUSTAD STEPHEN LEE | MEMBER AND MANAGER | — |
| City | State | Employees | Phone |
|---|---|---|---|
| FORT COLLINS | CO | 3 | (480) 216-9845 |
| BROOMFIELD | CO | 3 | 800-554-1154 |
| BELLEVUE | WA | 2 | 425-519-3780 |
| ANN ARBOR | MI | 2 | (734) 428-3786 |
| PITTSBURGH | PA | 1 | (602) 828-0382 |
| — | — | 1 | 4807761441 |
| — | — | 1 | 4806765976 |
| BOISE | ID | 1 | (208) 401-9200 |
| NORTHFIELD | OH | 1 | (330) 467-3111 |
| BEVERLY HILLS | CA | 1 | (310) 300-4055 |