SB ADVISORY, LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 154680). Regulatory assets under management: $1.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Alexys Ulando Mckenzie | CEO | — |
| John Cadena | CHIEF COMPLIANCE OFFICER | — |
| Daniel Padilla | CCO | — |
| Peter Botero | CHIEF COMPLIANCE OFFICER | — |
| PORTWOOD WILLIAM BOYCE | CHIEF COMPLIANCE OFFICER | — |
| SADLER STEPHEN THOMAS | CHIEF OPERATIONS OFFICER; COO; COO & CCO | — |
| FAGANS MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| PADILLA THOMAS DANIEL | CCO | — |
| MCKENZIE ALEXYS ULANDO | CEO; OWNER | — |
| BENTON KATHRYN RENE' | CHIEF OPERATIONS OFFICER | — |
| HOUGH JERVIS BENNETT | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| BENTLEY-EWERS JANET MARIE | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2003-07-30 | civil | ALLEGED MCKENZIE CHARGED EXCESSIVE COMMISSIONS AND MARKUPS TOTALING $507K. IN DETERMINING CHARGES, MCKENZIE FAILED TO TAKE INTO ACCOUNT DETERMINING FAIR AND REASONABLE. | Final | $25K |
| — | regulatory | — | — | — |
Showing 15 of 29 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| GRAND RAPIDS | MI | 50 | 616-458-3597 |
| WINTER PARK | FL | 3 | 404-313-1388 |
| — | — | 2 | 954-294-6430 |
| — | — | 2 | 787-501-5874 |
| — | — | 2 | 305-302-9768 |
| SUMNER | WA | 2 | 425-282-5407 |
| — | — | 1 | 734-678-0214 |
| — | — | 1 | 352-619-9090 |
| LAKE ORION | MI | 1 | 248-904-5852 |
| — | — | 1 | 614-325-8279 |
| — | — | 1 | 480-237-2318 |
| — | — | 1 | 949-689-5031 |
| — | — | 1 | 916-873-4889 |
| — | — | 1 | 919 539-1547 |
| — | — | 1 | 941-870-5674 |