SAXON SECURITIES LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 155168). Regulatory assets under management: $94.6M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Ned Francis Lucia | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | — |
| LUCIA NED F | CEO, MANAGING MEMBER; MANAGING PARTNER, MANAGING MEMBER | — |
| LUCIA REBECCA LYNN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; CHIEF FINANCIAL OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| LUCIA NED FRANCIS | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; MANAGING PARTNER, MANAGING MEMBER | — |