TETRAGON PARTNERS L.P. of NEW YORK, NY is an SEC-registered investment adviser (CRD 156040). Regulatory assets under management: $6.4B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Reade Eugene Griffith | PRINCIPAL | New York, NY |
| Gregory Nmn Wadsworth | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| Sean Andrew Cote | GENERAL COUNSEL | — |
| Stacy Felice Scheehle | CHIEF COMPLIANCE OFFICER | — |
| Stephen Lionel Prince | CEO OF TETRAGON PARTNERS; CEO OF TFG ASSET MANAGEMENT | — |
| Paul Ronald Gannon | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER | — |
| FEENEY JAMES PATRICK | CHIEF COMPLIANCE OFFICER | — |
| JACKSON RONALD EDWARD | SHAREHOLDER | — |
| HUMPHRIES MICHAEL JAMES | PRINCIPAL | — |
| GRIFFITH READE EUGENE | LIMITED PARTNER; MEMBER; PRINCIPAL (+1 more) | — |
| DEAR PATRICK GILES GAUNTLETT | LIMITED PARTNER; MEMBER; PRINCIPAL | — |
| BLAND PHILIP | CHIEF FINANCIAL OFFICER | — |
| WADSWORTH GREGORY | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| COTE SEAN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| DEAR PATRICK GILES GAUNTLET | LIMITED PARTNER; MEMBER; PRINCIPAL | — |
| BLAND PHILIP NMN | CHIEF FINANCIAL OFFICER | — |
| WADSWORTH GREGORY NMN | DIRECTOR OF BUSINESS DEVELOPMENT | — |
| COTE SEAN ANDREW | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| VILLON JORGE FERNANDO | CHIEF EXECUTIVE OFFICER | — |
| SCHEEHLE STACY FELICE | CHIEF COMPLIANCE OFFICER | — |
| PRINCE STEPHEN LIONEL | CEO OF TFG ASSET MANAGEMENT; CO-HEAD OF NORTH AMERICA; HEAD OF NORTH AMERICA (+1 more) | — |
| GANNON PAUL | CHIEF FINANCIAL OFFICER | — |
| GANNON PAUL RONALD | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-12-09 | regulatory | ON 9 DECEMBER 2021, FINANSTILSYNET (FINANCIAL SUPERVISORY AUTHORITY OF NORWAY) IMPOSED A FINE OF NOK 80,000 UPON TFG ASSET MANAGEMENT UK LLP (F/K/A POLYGON GLOBAL PARTNERS LLP) WITH RESPECT TO A FAILURE BY POLYGON TO DISCLOSE A CHANGE IN ITS NET SHORT POSITION IN A NORWEGIAN ISSUER. THERE WERE NO OT… | Final | $9K |
| 2016-01-27 | regulatory | NOTIFICATIONS OF NET SHORT POSITIONS IN EUROPEAN LISTED ISSUERS ARE SUBJECT TO REGULATION (EU) NO. 26/2012 OF THE EUROPEAN PARLIAMENT (THE "EU SHORT SELLING REGULATION"). UNDER THE EU SHORT SELLING REGULATION, NET SHORT POSITIONS EQUAL TO 0.20% OF THE ISSUED SHARE CAPITAL AND CHANGES OF EACH 0.10% A… | Final | $51K |
Private Equity Fund: 19 · Securitized Asset Fund: 5 · Hedge Fund: 2
Showing 15 of 26 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| CONTINGENCY CAPITAL FUND A LP | Private Equity Fund | Delaware | 3 | $581.3M | — |
| WESTBOURNE RIVER EVENT MASTER FUND | Hedge Fund | Cayman Islands | 24 | $560.5M | $1.0M |
| HAWKE'S POINT HOLDINGS L.P. | Private Equity Fund | Cayman Islands | 1 | $481.5M | — |
| TCI-FLATIRON CLO 2018-1 LTD. | Securitized Asset Fund | Cayman Islands | 0 | $345.6M | $250K |
| CONTINGENCY CAPITAL FUND I FINANCE MASTER LP | Private Equity Fund | Cayman Islands | 38 | $309.0M | — |
| TCI-SYMPHONY CLO 2017-1 LTD. | Securitized Asset Fund | Cayman Islands | 0 | $281.8M | $250K |
| TCI-SYMPHONY CLO 2016-1 LTD. | Securitized Asset Fund | Cayman Islands | 0 | $270.1M | $250K |
| CONTINGENCY CAPITAL FUND II FINANCE MASTER LP | Private Equity Fund | Cayman Islands | 64 | $218.6M | — |
| CONTINGENCY CAPITAL FUND II INVESTMENT MASTER LP | Private Equity Fund | Cayman Islands | 64 | $166.4M | — |
| BANYAN SQUARE CAPITAL PARTNERS L.P. | Private Equity Fund | Cayman Islands | 1 | $157.8M | — |
| TETRAGON CREDIT INCOME V L.P. | Private Equity Fund | Cayman Islands | 10 | $139.2M | $100K |
| TUNTSA LP | Private Equity Fund | Cayman Islands | 1 | $127.0M | — |
| TETRAGON CREDIT INCOME IV L.P. | Private Equity Fund | Cayman Islands | 21 | $126.7M | $100K |
| CONTINGENCY CAPITAL EG FINANCE MASTER FUND I LP | Private Equity Fund | Delaware | 3 | $119.3M | — |
| POLYGON RECOVERY FUND L.P. | Private Equity Fund | Cayman Islands | 140 | $109.9M | $100K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 17 | 4402079018300 |
| BOSTON | MA | 3 | 2123597300 |