ALETHEA CAPITAL MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 156500). Regulatory assets under management: $302.6M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Tony Hsu | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | El Segundo, CA |
| Jennifer Lynn Hsu | MEMBER | — |
| WONG THEODORE | CHIEF EXECUTIVE OFFICER | — |
| HSU JENNIFER LYNN | MEMBER | — |
| HSU TONY NMN | MANAGING MEMBER; MANAGING MEMBER AND CCO | — |
| LAFATA STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| ROSS ROBERT KARL | CHIEF COMPLIANCE OFFICER | — |
| WONG THEODORE TIN SEK | CHIEF EXECUTIVE OFFICER | — |
| BJORN ROBERT LOUIS | CHIEF COMPLIANCE OFFICER | — |
| HSU HSUAN | MANAGING MEMBER | — |
| BUSER STEPHEN ANDREW | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | — |
| HSU TONY | MANAGING MEMBER AND CCO; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |