LOMBARD INVESTMENTS, INC.

LOMBARD INVESTMENTS, INC. of DALY CITY, CA is an SEC exempt reporting adviser (CRD 157418).

Registration

Officers, owners & control persons (9)

NameRoleLocation
BURNS THOMAS PATRICKGENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER—
VIDET POTE PUNYAGUPTAMEMBER, BOARD OF DIRECTORS—
SMITH JR THOMAS JOHNSTONPRESIDENT—
SWEET SCOTT PIERCYCHIEF FINANCIAL OFFICER—
SULLIVAN PETER HENRYCHIEF COMPLIANCE OFFICER; MEMBER, BOARD OF DIRECTORS—
Jr. Thomas SmithPRESIDENT—
Scott Piercy SweetCHIEF FINANCIAL OFFICER—
Peter Henry SullivanMEMBER, BOARD OF DIRECTORS—
Timothy Patrick BurnsGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
LOMBARD ASIA III L.P.Private Equity FundCayman Islands23$36.4M$2.0M

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