KINGDON CAPITAL MANAGEMENT, L.L.C. of NEW YORK, NY is an SEC-registered investment adviser (CRD 157509). Regulatory assets under management: $959.8M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| David J Paul | PRESIDENT | SANTA ROSA, CA |
| Mark Elliot Kingdon | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| William Joseph Walsh | CHIEF FINANCIAL OFFICER | — |
| Richard Howard Weinstein | CHIEF OPERATING OFFICER/GENERAL COUNSEL /CHIEF COMPLIANCE OFFICER | — |
| RIEGER NANCY OWEN | CHIEF INVESTMENT OFFICER | — |
| WALSH WILLIAM JOSEPH | CHIEF FINANCIAL OFFICER | — |
| BARBAGALLO ALFRED JOHN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| WEINSTEIN RICHARD HOWARD | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; CHIEF OPERATING OFFICER/GENERAL COUNSEL /CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| KINGDON MARK ELLIOT | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER; MANAGING MEMBER/PRESIDENT; SHAREHOLDER | — |
| WINTERS ALAN | CHIEF OPERATING OFFICER | — |
| MACKEY MICHAEL JAY | CHIEF INVESTMENT OFFICER; PORTFOLIO MANAGER | — |
| ODOM BRETT BOROUGHS | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-06-26 | regulatory | SEBI CLAIMS THE ADVISER AND MARK KINGDON COLLUDED IN A SCHEME DEVISED TO USE ADVANCE KNOWLEDGE OF NON-PUBLIC INFORMATION REGARDING THE EXISTENCE, TIMING AND OVERALL NATURE OF A REPORT THAT HINDENBURG RESEARCH LLC PUBLISHED TO ALLEGEDLY ENABLE ADVISER CLIENTS TO BUILD A SHORT POSITION IN THE FUTURES… | Pending | — |
Hedge Fund: 7 · Other Private Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| M. KINGDON OFFSHORE MASTER FUND L.P. | Hedge Fund | Cayman Islands | 48 | $943.2M | — |
| KINGDON ASSOCIATES | Hedge Fund | New York | 29 | $480.4M | $5.0M |
| M. KINGDON OFFSHORE LTD. | Hedge Fund | Cayman Islands | 11 | $195.6M | $5.0M |
| KINGDON FAMILY PARTNERSHIP, L.P. | Hedge Fund | New York | 13 | $45.2M | — |
| KINGDON HEALTHCARE MASTER FUND L.P. | Hedge Fund | Cayman Islands | 9 | $9.5M | — |
| KINGDON HEALTHCARE PRIVATE EQUITY, LLC | Other Private Fund | Delaware | 8 | $7.1M | — |
| KINGDON HEALTHCARE FUND, L.P. | Hedge Fund | Delaware | 6 | $6.9M | $1.0M |
| KINGDON HEALTHCARE FUND LTD. | Hedge Fund | Cayman Islands | 3 | $2.6M | $1.0M |