PRESCOTT GENERAL PARTNERS LLC of BOCA RATON, FL is an SEC-registered investment adviser (CRD 157907). Regulatory assets under management: $1.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas William Smith | MANAGING MEMBER | Mount Kisco, NY |
| Scott J Vassalluzzo | MANAGING MEMBER | — |
| Michelle L Chung | CCO,CFO | — |
| Jason M Pohanka | MANAGING MEMBER | — |
| SMITH DALE WILLIAM | MANAGING MEMBER | — |
| FISCHER SHANNON M | CCO | — |
| VASSALLUZZO SCOTT J | MANAGING MEMBER | — |
| CHUNG MICHELLE L | CCO,CFO; CFO | — |
| Joshua E Zachary | CCO,CFO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-01-26 | regulatory | ALLEGED VIOLATIONS OF RULE 204(B)-1 UNDER U.S. INVESTMENT ADVISERS ACT OF 1940, DUE TO THE ADVISER'S FAILURE TO FILE FORM PF. | Final | $75K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PRESCOTT ASSOCIATES LP | Hedge Fund | New York | 98 | $1.0B | $1.0M |