GUGGENHEIM GLOBAL TRADING, LLC

GUGGENHEIM GLOBAL TRADING, LLC of PURCHASE, NY is an SEC-registered investment adviser (CRD 158012). Regulatory assets under management: $1.3B.

Registration

Name	Role	Location
KATZOVITZ LOREN MARK	MANAGING PARTNER/CO-HEAD	—
HUGHES PATRICK THOMAS	MANAGING PARTNER/CO-HEAD	—
WORLEY DAVID CLARK	DIRECTOR (GUGGENHEIM GGT (SWISS) GMBH); GENERAL COUNSEL; GENERAL COUNSEL (GUGGENHEIM GLOBAL TRADING, LLC)	—
WYNN THOMAS LOOR	CHIEF COMPLIANCE OFFICER	—
CARRIERI MICHAEL	CHIEF FINANCIAL OFFICER	—
BUXBAUM JULES MORRIS	CHIEF RISK OFFICER	—

Fund	Type	Formed	Owners	Gross asset value	Min investment
GGT MULTI-STRATEGY MASTER FUND (CAYMAN) LP	Hedge Fund	—	15	$1.3B	$10.0M