CASTLE CREEK ADVISORS IV LLC

CASTLE CREEK ADVISORS IV LLC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 158079). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (22)

NameRoleLocation
David James VolkMANAGING PRINCIPAL; PRESIDENTEl Paso, TX
John Matthew EggemeyerMANAGING PRINCIPAL; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; PRESIDENT—
Sundeep Vijay RanaMANAGING PRINCIPAL; PRESIDENT—
Anthony Robert ScavuzzoMANAGING PRINCIPAL; PRESIDENT—
Deborah Nmn SykesCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER—
John Tomasz PietrzakPRESIDENT—
Anthony R ScavuzzoPRESIDENT—
Deborah NA SykesCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER—
Mark Gerard MerloPRESIDENT—
Diane Elizabeth ThomasPRESIDENT—
RUH WILLIAM JOHNCCO; CCO OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); MANAGING PARTNER (+3 more)—
PIETRZAK JOHN TOMASZMANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK CLASS B TARP ADVISORS LLC (RELYING ADVISOR) (+6 more)—
EGGEMEYER JOHN MATTHEWMANAGING PARTNER; MANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PARTNER OF CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR) (+5 more)—
MERLO MARK GERARDMANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC; MANAGING PRINCIPAL OF CASTLE CREEK CLASS B TARP ADVISORS LLC (RELYING ADVISOR) (+6 more)—
THOMAS JOSEPH MIKESELLMANAGING PARTNER OF CASTLE CREEK ADVISORS IV LLC; MANAGING PARTNER OF CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); MANAGING PRINCIPAL OF CASTLE CREEK ADVISORS IV LLC (+6 more)—
MOODY SHARON KRICKLCCO OF CASTLE CREEK ADVISORS IV, CAS CRK TARP ADV (RL ADV), CAS CRK CLASS B TARP ADV (RL ADV), CAS CRK SPEC SIT ADV (RL ADV); CCO OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RELYING ADVISOR); CCO OF CASTLE CREEK ADVISORS IV LLC & CASTLE CREEK TARP ADVISORS LLC (RL ADV) & CASTLE CREEK CLASS B TARP ADVISORS LLC (RL ADV)—
SCAVUZZO ANTHONY RPRESIDENT—
RANA SUNDEEP VIJAYPRESIDENT—
VOLK DAVID JAMESPRESIDENT—
SZUMSKI MARTIN JOSEPHCFO & CCO OF CASTLE CREEK ADVISORS IV; CFO & CCO OF CASTLE CREEK ADVISORS IV & CASTLE CREEK SPECIAL SITUATIONS ADVISORS LLC (RELYING ADVISOR); CFO & CCO OF CASTLE CREEK ADV IV, CAS CRK TARP ADV (RL ADV), CAS CRK CLASS B TARP ADV (RL ADV), CAS CRK SPEC SIT ADV (RL ADV) (+4 more)—
Sykes DeborahCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CONTROLLER AND CHIEF COMPLIANCE OFFICER—
Deborah N/A SykesCHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER—

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2014-05-05regulatoryIN JUNE 2014, CERTAIN FORMER DIRECTORS, OFFICERS AND EMPLOYEES OF FIRST CHICAGO BANK & TRUST ("FIRST CHICAGO"), INCLUDING J. MIKESELL THOMAS, SETTLED CLAIMS BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (THE "FDIC") AGAINST SUCH INDIVIDUALS, WITHOUT ADMISSION OF ANY LIABILITY ON THE PART OF SUCH INDI…Final—

Private funds (9)

FundTypeFormedOwnersGross asset valueMin investment
CASTLE CREEK CAPITAL PARTNERS VIII, LPPrivate Equity FundDelaware87$400.8M$10.0M
CASTLE CREEK CAPITAL PARTNERS VII, LPPrivate Equity FundDelaware39$214.4M$10.0M
CASTLE CREEK CAPITAL PARTNERS VI, LPPrivate Equity FundDelaware28$173.4M$10.0M
CASTLE CREEK CAPITAL PARTNERS IX, LPPrivate Equity FundDelaware51$108.7M$10.0M
CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND C, LPPrivate Equity FundDelaware5$79.7M—
CASTLE CREEK CAPITAL PARTNERS IX SUPPLEMENTAL, LPPrivate Equity FundDelaware2$31.7M$10.0M
CASTLE CREEK SPECIAL SITUATIONS II, LPPrivate Equity FundDelaware2$27.7M—
CASTLE CREEK CAPITAL PARTNERS IX CO-INVESTMENT FUND A, LPPrivate Equity FundDelaware1$11.2M—
CASTLE CREEK CAPITAL PARTNERS VIII CO-INVESTMENT FUND A, LPPrivate Equity FundDelaware3$11.0M—

Branch offices (2)

CityStateEmployeesPhone
DALLASTX2858-756-8300
DALLASTX2858-756-8300

Fund service providers (1)

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