WALNUT STREET SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 15840). Regulatory assets under management: $1.1B.
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| Name | Role | Location |
|---|---|---|
| TOPPETA WILLIAM JOHN | DIRECTOR | — |
| FORGET ELIZABETH MARY | DIRECTOR | — |
| FARRELL MICHAEL KEVIN | CHAIRMAN OF THE BOARD; CHIEF EXECUTIVE OFFICER; DIRECTOR (+2 more) | — |
| HALPERIN JEFFREY PAUL | ANTI-MONEY LAUNDERING OFFICER | — |
| LAZARUS NORMAN ROBERT | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND AML OFFICER | — |
| MARKHAM CRAIG WILLIAM | DIRECTOR, CHIEF MARKETING OFFICER; PRESIDENT; PRESIDENT, DIRECTOR (+1 more) | — |
| CELLUPICA PAUL G | CHIEF LEGAL OFFICER | — |
| CARRIER ANDRE THEODORE | CHIEF OPERATIONS OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| BEGUN ROBERT | CHIEF OPERATIONS OFFICER; CO-CHIEF OPERATIONS OFFICER | — |
| COHN MARC ALLAN | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | — |
| MARTINEZ JOHN GREGORY | CHIEF FINANCIAL OFFICER; VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL | — |
| PETERSEN ROBERT HENRY | CHIEF FINANCIAL OFFICER | — |
| CARR GWENN LOUISE | SECRETARY | — |
| LENNOX LAURIE | CHIEF COMPLIANCE OFFICER | — |
| AQUINO VIRGELAN ERNESTO | CHIEF COMPLIANCE OFFICER, BROKER DEALER; CHIEF OPERATIONS OFFICER; CO-CHIEF OPERATIONS OFFICER | — |
| RICCIARDI NANCY LOUISE | SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| STEIGERWALT ERIC | TREASURER | — |
| BRETT JOHN JOSEPH | CHAIRMAN OF THE BOARD | — |
| LACEK MICHAEL J | CHIEF LEGAL OFFICER | — |
| MARTZ ROBERT NICHOLAS | SENIOR VICE PRESIDENT | — |
| KAPLAN DONALD ROY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND AML OFFICER | — |
| DWYER JAMES | VICE PRESIDENT, LICENSING AND REGISTRATION | — |
| GOULART STEVEN JEFFREY | TREASURER | — |
| TORRES ISAAC | SECRETARY | — |
| DILODOVICO WILLIAM MICHAEL | CHIEF OPERATION OFFICER | — |