LMR PARTNERS LLP of LONDON is an SEC exempt reporting adviser (CRD 159639).
| Name | Role | Location |
|---|---|---|
| Ben Leslie Levine | PARTNER; SHAREHOLDER | — |
| Stefan Andreas Renold | PARTNER | — |
| Tanya Vida Ohadi-Smith | CHIEF COMPLIANCE OFFICER | — |
| Daniel Laurence Mitchell | PARTNER | — |
| Ohadi-Smith Tanya Vida | CHIEF COMPLIANCE OFFICER | — |
| RENOLD STEFAN ANDREAS | CHIEF INVESTMENT OFFICE (QUANT) & PARTNER; CHIEF INVESTMENT OFFICER (QUANT) / PARTNER / MEMBER; PARTNER (+1 more) | — |
| LEVINE BEN LESLIE | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / MEMBER; PARTNER (+1 more) | — |
| CULLINANE SHANE | PARTNER; PARTNER / MEMBER; SHAREHOLDER | — |
| IULIANO DOMENICO | CO-CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER / MEMBER; CO-INVESTMENT OFFICER FIXED INCOME (+1 more) | — |
| MITCHELL DANNY | CO-CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER / MEMBER; CO-INVESTMENT OFFICER FIXED INCOME (+1 more) | — |
| ROSSI LORENZO | PARTNER; PARTNER / MEMBER | — |
| IULIANO DOMENICO NMN | PASSIVE PARTNER | — |
| MITCHELL DANIEL LAURENCE | CO-INVESTMENT OFFICER FIXED INCOME; PARTNER | — |
| CULLINANE SHANE PATRICK | PARTNER; PARTNER / MEMBER | — |
| LEVINE BEN | PARTNER; SHAREHOLDER | — |
| MANUEL ANDREW JAMES | PARTNER; SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-04-04 | regulatory | ON 4 APRIL 2022, LMR RECEIVED NOTIFICATION FROM THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BAFIN) THAT IT HAD DETERMINED THAT LMR SHALL PAY A FINAL PENALTY FEE OF 19,200EUR IN RELATION TO THE DELAYED REPORTING OF SHORT POSITIONS IN GERMAN LISTED SECURITIES. SUCH FEE RELATED TO SIX POSITION REPORTS… | Final | $20K |
| 2020-06-10 | regulatory | ON JUNE 10, 2020, LMR RECEIVED NOTIFICATION FROM THE SWEDISH FINANCIAL SUPERVISORY AUTHORITY ("FINANSINSPEKTIONEN") THAT IT HAD DETERMINED THAT LMR SHALL PAY A FINAL PENALTY FEE OF APPROXIMATELY #3,800 IN RELATION TO THE DELAYED REPORTING OF SHORT POSITIONS IN A SWEDISH LISTED STOCK ON TWO OCCASIONS… | Final | $5K |
| — | regulatory | — | — | — |