LMR PARTNERS LLP

LMR PARTNERS LLP of LONDON is an SEC exempt reporting adviser (CRD 159639).

Registration

Officers, owners & control persons (16)

NameRoleLocation
Ben Leslie LevinePARTNER; SHAREHOLDER
Stefan Andreas RenoldPARTNER
Tanya Vida Ohadi-SmithCHIEF COMPLIANCE OFFICER
Daniel Laurence MitchellPARTNER
Ohadi-Smith Tanya VidaCHIEF COMPLIANCE OFFICER
RENOLD STEFAN ANDREASCHIEF INVESTMENT OFFICE (QUANT) & PARTNER; CHIEF INVESTMENT OFFICER (QUANT) / PARTNER / MEMBER; PARTNER (+1 more)
LEVINE BEN LESLIECHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / MEMBER; PARTNER (+1 more)
CULLINANE SHANEPARTNER; PARTNER / MEMBER; SHAREHOLDER
IULIANO DOMENICOCO-CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER / MEMBER; CO-INVESTMENT OFFICER FIXED INCOME (+1 more)
MITCHELL DANNYCO-CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER / MEMBER; CO-INVESTMENT OFFICER FIXED INCOME (+1 more)
ROSSI LORENZOPARTNER; PARTNER / MEMBER
IULIANO DOMENICO NMNPASSIVE PARTNER
MITCHELL DANIEL LAURENCECO-INVESTMENT OFFICER FIXED INCOME; PARTNER
CULLINANE SHANE PATRICKPARTNER; PARTNER / MEMBER
LEVINE BENPARTNER; SHAREHOLDER
MANUEL ANDREW JAMESPARTNER; SHAREHOLDER

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2022-04-04regulatoryON 4 APRIL 2022, LMR RECEIVED NOTIFICATION FROM THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BAFIN) THAT IT HAD DETERMINED THAT LMR SHALL PAY A FINAL PENALTY FEE OF 19,200EUR IN RELATION TO THE DELAYED REPORTING OF SHORT POSITIONS IN GERMAN LISTED SECURITIES. SUCH FEE RELATED TO SIX POSITION REPORTS…Final$20K
2020-06-10regulatoryON JUNE 10, 2020, LMR RECEIVED NOTIFICATION FROM THE SWEDISH FINANCIAL SUPERVISORY AUTHORITY ("FINANSINSPEKTIONEN") THAT IT HAD DETERMINED THAT LMR SHALL PAY A FINAL PENALTY FEE OF APPROXIMATELY #3,800 IN RELATION TO THE DELAYED REPORTING OF SHORT POSITIONS IN A SWEDISH LISTED STOCK ON TWO OCCASIONS…Final$5K
regulatory

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