NORTHERN FUND MANAGEMENT AMERICA LLC

NORTHERN FUND MANAGEMENT AMERICA LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 160147). Regulatory assets under management: $728.0M.

Registration

CRD: 160147
SEC file number: 801-74504
Type: Registered investment adviser
Location: 100 FIRST STAMFORD PLACE, 6TH FLOOR, STAMFORD, CT, 06902-6740
Phone: 203-487-3434
Latest filing: 2019-03-29
Regulatory AUM: $728.0M
Discretionary AUM: $611.9M
Non-discretionary AUM: $116.1M
Clients: 17
Accounts: 6

Officers, owners & control persons (6)

Name	Role	Location
BERKOWITZ DAVID PHILIP	ELECTED MANAGER	—
HOEKSTRA MARTEN SYBREN	CCO; SENIOR INVESTMENT MANAGER; SENIOR INVESTMENT MANAGER AND SECRETARY (+3 more)	—
DURKIN ROBERT SEAN	PRESIDENT; PRESIDENT AND SHAREHOLDER OF NORTHERN FUND MANAGEMENT BERMUDA LTD.; SHAREHOLDER OF NFMB HOLDINGS LTD (+1 more)	—
TAN CHRISTINA	ELECTED MANAGER	—
CHERNYSHOV PAVEL A	ELECTED MANAGER	—
LEMANSKI RICHARD M	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER	—

Private funds (6)

Fund	Type	Formed	Owners	Gross asset value	Min investment
NORTHERN SHIPPING FUND III LP	Private Equity Fund	—	50	$502.2M	$5.0M
NORTHERN SHIPPING FUND II LLC	Private Equity Fund	—	17	$69.2M	—
NORTHERN SHIPPING MASTER FUND III LP	Private Equity Fund	—	2	$54.9M	$5.0M
NORTHERN SHIPPING INTERNATIONAL FUND III LP	Private Equity Fund	—	17	$54.8M	$5.0M
NORTHERN CHASSERAL LLC	Private Equity Fund	—	10	$46.9M	—
NORTHERN SHIPPING FUND IV LP	Private Equity Fund	—	1	—	$5.0M

Fund service providers (2)

administrator: SS&C TECHNOLOGY HOLDING, INC. — 3 funds
administrator: BROADSCOPE FUND ADMINISTRATORS LLC

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