ROSE PARK ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 162017). Regulatory assets under management: $629.9M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Matthew Quinn Christensen | MANAGING PARTNER | — |
| Adrian John Pepper | GENERAL COUNSEL | — |
| Christine Christensen | MEMBER; TRUSTEE; TRUSTEE - CLAYTON M. CHRISTENSEN FAMILY TRUST | — |
| Joey Cesar Martinez | CHIEF COMPLIANCE OFFICER | — |
| DUTOT LISA MARIE | CHIEF COMPLIANCE OFFICER | — |
| CHRISTENSEN CLAYTON | CHAIRMAN; MEMBER | — |
| CHRISTENSEN MATT | MANAGING PARTNER | — |
| ALLEN KIRK PAUL | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRINCIPAL | — |
| CHRISTENSEN CLAYTON MAGLEBY | CHAIRMAN; MEMBER | — |
| CHRISTENSEN MATTHEW QUINN | MANAGING PARTNER | — |
| MARTINEZ JOEY CESAR | CHIEF COMPLIANCE OFFICER | — |
| Thurber Jeremy James | CHIEF COMPLIANCE OFFICER | — |
| Pepper Adrian John | GENERAL COUNSEL | — |
| Christensen Christine | TRUSTEE; TRUSTEE - CLAYTON M. CHRISTENSEN FAMILY TRUST | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-19 | regulatory | PURSUANT TO AN OFFER OF SETTLEMENT, THE SEC FOUND, AND BOTH ROSE PARK ADVISORS, LLC (THE "ADVISER") AND MATTHEW Q. CHRISTENSEN NEITHER ADMITTED NOR DENIED, THAT THE ADVISER VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT, AND RULES 206(4)-7 AND 206(4)-8 PROMULGATED THEREUNDER, WHILE MR. CHRI… | Final | $600K |
| 2018-02-01 | regulatory | ROSE PARK WAS FOUND TO HAVE VIOLATED ADVISERS ACT RULE 204(B)-1 FOR FAILING TO FILE OR UPDATE FORM PF REPORTING THAT PROVIDES THE SEC WITH INFORMATION ABOUT THE PRIVATE FUNDS THAT ROSE PARK MANAGES. | Final | $75K |