ROSE PARK ADVISORS, LLC

ROSE PARK ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 162017). Regulatory assets under management: $629.9M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (14)

NameRoleLocation
Matthew Quinn ChristensenMANAGING PARTNER
Adrian John PepperGENERAL COUNSEL
Christine ChristensenMEMBER; TRUSTEE; TRUSTEE - CLAYTON M. CHRISTENSEN FAMILY TRUST
Joey Cesar MartinezCHIEF COMPLIANCE OFFICER
DUTOT LISA MARIECHIEF COMPLIANCE OFFICER
CHRISTENSEN CLAYTONCHAIRMAN; MEMBER
CHRISTENSEN MATTMANAGING PARTNER
ALLEN KIRK PAULCHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRINCIPAL
CHRISTENSEN CLAYTON MAGLEBYCHAIRMAN; MEMBER
CHRISTENSEN MATTHEW QUINNMANAGING PARTNER
MARTINEZ JOEY CESARCHIEF COMPLIANCE OFFICER
Thurber Jeremy JamesCHIEF COMPLIANCE OFFICER
Pepper Adrian JohnGENERAL COUNSEL
Christensen ChristineTRUSTEE; TRUSTEE - CLAYTON M. CHRISTENSEN FAMILY TRUST

Disclosures (10)

InitiatedTypeAllegationsStatusAmount
2023-04-19regulatoryPURSUANT TO AN OFFER OF SETTLEMENT, THE SEC FOUND, AND BOTH ROSE PARK ADVISORS, LLC (THE "ADVISER") AND MATTHEW Q. CHRISTENSEN NEITHER ADMITTED NOR DENIED, THAT THE ADVISER VIOLATED SECTIONS 206(2) AND 206(4) OF THE ADVISERS ACT, AND RULES 206(4)-7 AND 206(4)-8 PROMULGATED THEREUNDER, WHILE MR. CHRI…Final$600K
2018-02-01regulatoryROSE PARK WAS FOUND TO HAVE VIOLATED ADVISERS ACT RULE 204(B)-1 FOR FAILING TO FILE OR UPDATE FORM PF REPORTING THAT PROVIDES THE SEC WITH INFORMATION ABOUT THE PRIVATE FUNDS THAT ROSE PARK MANAGES.Final$75K

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