REGENT INVESTMENT MANAGEMENT LLC
REGENT INVESTMENT MANAGEMENT LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 164372). Regulatory assets under management: $478.5M.
Registration
- CRD: 164372
- SEC file number: 801-76730
- Type: Registered investment adviser
- Location: 4350 BROWNSBORO RD, SUITE 120, LOUISVILLE, KY, 40207
- Phone: 502-719-1000
- Latest filing: 2022-10-11
- Regulatory AUM: $478.5M
- Discretionary AUM: $478.5M
- Clients: 4
- Accounts: 401
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| MCCLELLAND MARTIN NELSON | CHIEF EXECUTIVE OFFICER; PRESIDENT; SHAREHOLDER | — |
| NAISER STEVEN TODD | CHIEF COMPLIANCE OFFICER | — |
| JONES MARY DENNIS | PORTFOLIO MANAGER | — |
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