FOCUS WEALTH ADVISORS, LLC

FOCUS WEALTH ADVISORS, LLC of HOUSTON, TX is an SEC-registered investment adviser (CRD 165425). Regulatory assets under management: $247.6M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (7)

NameRoleLocation
Mark Andrew FrugoniMANAGING MEMBER & CCO
Annelyse D FrugoniCFO
RYPKEMA BRIAN JAMESMANAGER / CHIEF COMPLIANCE OFFICER
FRUGONI MARK ANDREWMANAGING MEMBER & CCO; PRINCIPAL; PRINCIPAL AND CHIEF COMPLIANCE OFFICER
HUBERT CHARLES PAULPRINCIPAL
DIAL ROBYN RCHIEF COMPLIANCE OFFICER / DIRECTOR OF CLIENT SERVICES
Frugoni Annelyse DCFO; CONTROLLER

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