STONE RIDGE ASSET MANAGEMENT LLC

STONE RIDGE ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 165598). Regulatory assets under management: $36.3B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Tomer SeifanHEAD OF ALTERNATIVE FIXED INCOME AND CHIEF FINANCIAL OFFICERHamilton, D0
KELLY PATRICKCHIEF OPERATING OFFICERMONTREAL, A8
JAMES THOMAS ROTHWELLCHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGALNEW YORK, NY
Ross Lawrence StevensLIMITED PARTNER; MANAGER OF GENERAL PARTNER
Lauren Decker MacioceGENERAL COUNSEL / CHIEF COMPLIANCE OFFICER
Ross L StevensCHIEF EXECUTIVE OFFICER
Paul Eric GermainPRESIDENT
STEVENS ROBERT LCHIEF EXECUTIVE OFFICER; MANAGER; MANAGER OF GENERAL PARTNER (+1 more)
KORACH JANE ELIZABETHGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
ROTHWELL JAMES THOMASCHIEF ADMINISTRATIVE OFFICER AND HEAD OF LEGAL; HEAD OF LEGAL
MACIOCE LAUREN DECKERGENERAL COUNSEL / CHIEF COMPLIANCE OFFICER
GERMAIN PAUL ERICHEAD OF ALTERNATIVE LENDING AND CHIEF OPERATIONS OFFICER; PRESIDENT
STEVENS ROSS LAWRENCELIMITED PARTNER; MANAGER OF GENERAL PARTNER
SEIFAN TOMERHEAD OF STRUCTURED INVESTMENTS AND CHIEF FINANCIAL OFFICER
DONAT SAMUEL LAWRENCECHIEF OPERATIONS OFFICER

Disclosures (6)

InitiatedTypeAllegationsStatusAmount
2018-02-23regulatoryTHE ACTION INVOLVED AN ALLEGED VIOLATION OF CHICAGO MERCANTILE EXCHANGE ("CME") RULE 538.C IN CONNECTION WITH THE EXECUTION OF CERTAIN EXCHANGE FOR RELATED POSITION ("EFRP") TRANSACTIONS.Final$40K

Private funds (17)

Hedge Fund: 11 · Private Equity Fund: 6

Showing 15 of 17 funds by gross asset value.

FundTypeFormedOwnersGross asset valueMin investment
STONE RIDGE OPPORTUNITIES FUND LPHedge FundCayman Islands225$2.3B$100K
STONE RIDGE ARCHIMEDES MASTER LPHedge FundCayman Islands152$2.0B$100K
STONE RIDGE ENERGY ACQUISITION FUND II LPHedge FundDelaware154$1.0B$1.0M
STONE RIDGE ENERGY ACQUISITION FUND III LPHedge FundDelaware51$629.8M$1.0M
STONE RIDGE ENERGY ACQUISITION FUND LPHedge FundDelaware4$496.3M
SRRF LPHedge FundCayman Islands11$382.3M$10.0M
STONE RIDGE SELECT OPPS FUND LPHedge FundDelaware2$215.3M$25.0M
LONGTAIL FEEDER FUND III LPPrivate Equity FundCayman Islands103$128.9M$100K
STONE RIDGE ENERGY ACQUISITION FUND II (PV) LPHedge FundDelaware12$102.8M$1.0M
LONGTAIL FUND I LPPrivate Equity FundCayman Islands18$94.1M$100K
STONE RIDGE OVRT FUND LPHedge FundCayman Islands2$84.6M$50.0M
ENERGY ACQUISITION VEHICLE LPHedge FundDelaware5$83.5M
ENERGY ACQUISITION VEHICLE II LPHedge FundDelaware5$58.5M
DRUG ROYALTIES FUND II LLCPrivate Equity FundDelaware359$49.2M$100K
LONGTAIL FEEDER FUND II LPPrivate Equity FundCayman Islands8$36.3M$100K

Branch offices (2)

CityStateEmployeesPhone
HOUSTONTX11832-791-2320
HOUSTONTX11832-791-2320

Fund service providers (4)

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