RESOURCE CAPITAL INVESTMENT CORPORATION of CARLSBAD, CA is an SEC-registered investment adviser (CRD 166722). Regulatory assets under management: $3.7B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Howard Jeffrey | DIRECTOR | San Antonio, TX |
| Thomas Wayne Ulrich | PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER AND DIRECTOR | — |
| Robert Virgil Villaflor | DIRECTOR | — |
| Varinder Kaur Bhathal | TREASURER AND DIRECTOR | — |
| ULRICH THOMAS WAYNE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER AND IN-HOUSE COUNSEL; PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER AND DIRECTOR (+2 more) | — |
| RULE ARTHUR RICHARDS | PRESIDENT AND DIRECTOR | — |
| CARTER GRETCHEN MARIE | CHIEF FINANCIAL OFFICER; TREASURER | — |
| VILLAFLOR ROBERT VIRGIL | DIRECTOR | — |
| CIAMPAGLIA JOHN ANTHONY | DIRECTOR | — |
| GROSSKOPF PETER FRITZ | DIRECTOR | — |
| ROSTOWSKY STEVEN PAUL | DIRECTOR | — |
| Hibbert Kevin | DIRECTOR | — |
| BHATHAL VARINDER KAUR | TREASURER; TREASURER AND DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | civil | AN ADVISORY AFFILIATE IN CANADA, SPROTT ASSET MANAGEMENT LP ACQUIRED THE FLATIRON GROUP OF COMPANIES ("FLATIRON") ON OR ABOUT AUGUST 1, 2012. IN THE MONTHS FOLLOWING THE ACQUISITION, ONE OF THE FLATIRON HEDGE FUNDS, FLATIRON MARKET NEUTRAL LP ("FMNLP"), SUFFERED SIGNIFICANT DROP IN ITS VALUE. THE DE… | Final | — |
Hedge Fund: 8 · Other Private Fund: 6
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SPROTT PRIVATE RESOURCE LENDING III (COLLECTOR-1), LP | Hedge Fund | Canada | 28 | $1.1B | $15.0M |
| SPROTT PRIVATE RESOURCE LENDING II (COLLECTOR), LP | Hedge Fund | Canada | 41 | $970.9M | $10.0M |
| SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (COLLECTOR), LP | Hedge Fund | Canada | 10 | $719.2M | $10.0M |
| SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY ANNEX (COLLECTOR-1), LP | Hedge Fund | Canada | 9 | $335.2M | $10.0M |
| SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (CAL-CO-INVEST), LP | Other Private Fund | Canada | 2 | $216.3M | $10.0M |
| SPROTT STRUCTURED OPPORTUNITIES (US), LP | Hedge Fund | Canada | 2 | $170.9M | $20.0M |
| SPROTT PRIVATE RESOURCE LENDING (P-CO-INVEST), LP | Other Private Fund | Canada | 2 | $151.1M | $100.0M |
| SPROTT PRIVATE RESOURCE LENDING II (CAL-CO-INVEST), LP | Other Private Fund | Canada | 1 | $117.9M | $100.0M |
| SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY (OPERF-CO-INVEST), LP | Other Private Fund | Canada | 2 | $58.9M | $10.0M |
| SPROTT RESOURCE LENDING AND OPPORTUNITIES MASTER LP | Hedge Fund | Delaware | 24 | $56.4M | $500K |
| SPROTT PRIVATE RESOURCE STREAMING AND ROYALTY ANNEX (LACERA-CO-INVEST),LP | Other Private Fund | Canada | 2 | $56.1M | $10.0M |
| MID TENNESSEE ROYALTY CO-INVEST LP | Other Private Fund | Delaware | 4 | $6.1M | $10.0M |
| EXPLORATION CAPITAL PARTNERS 2014 LIMITED PARTNERSHIP | Hedge Fund | Delaware | 104 | $103K | $100K |
| NATURAL RESOURCES INCOME INVESTING LIMITED PARTNERSHIP | Hedge Fund | California | 102 | $48K | $100K |