MEDLEY CAPITAL LLC

MEDLEY CAPITAL LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 167354). Regulatory assets under management: $1.8B.

Registration

Officers, owners & control persons (8)

NameRoleLocation
FENTRESS ANDREW DODDMANAGER; MANAGER OF MOF II MANAGEMENT LLC (RELYING ADVISER); MEMBER—
TAUBE SETH BULGERMANAGER; MANAGER OF MCOF MANAGEMENT LLC (RELYING ADVISER); MANAGER OF MEDLEY (ASPECT) MANAGEMENT LLC (RELYING ADVISER) (+7 more)—
SCHWARTZ BERNARD LEONMEMBER—
ALLORTO RICHARD THOMASCCO; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER OF MEDLEY CAPITAL LLC (+2 more)—
CROWE JOHN CHRISTOPHERPRESIDENT AND CHIEF COMPLIANCE OFFICER—
FREDERICKS JOHN DONNANCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER MEDLEY CAPITAL LLC; CHIEF COMPLIANCE OFFICER MEDLEY CAPITAL LLC AND RELYING ADVISERS—
TONKEL JEFFREY BENNETTMANAGER; MANAGER MEDLEY SMA ADVISORS LLC (RELYING ADVISER); MANAGER MEDLEY SMA ADVISORS LLC (RELYING ADVISOR) (+10 more)—
BRYCE NATHANCHIEF COMPLIANCE OFFICER—

Private funds (8)

FundTypeFormedOwnersGross asset valueMin investment
MEDLEY OPPORTUNITY FUND II LPPrivate Equity Fund—31$120.9M$10.0M
MEDLEY OPPORTUNITY FUND III LPPrivate Equity Fund—8$70.3M$100K
CADDO INVESTOR HOLDINGS I LLCPrivate Equity Fund—3$52.2M—
ASPECT-MEDLEY INVESTMENT PLATFORM B LPPrivate Equity Fund—1$29.3M—
MEDLEY CREDIT OPPORTUNITY FUND LPPrivate Equity Fund—3$28.6M$10.0M
ASPECT-MEDLEY INVESTMENT PLATFORM A LPPrivate Equity Fund—1$14.4M—
MEDLEY OPPORTUNITY FUND OFFSHORE III LPPrivate Equity Fund—1$8.3M—
MEDLEY REAL D (ANNUITY) LLCPrivate Equity Fund—3$15K—

Fund service providers (5)

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