FULLER INVESTMENT MANAGEMENT COMPANY

FULLER INVESTMENT MANAGEMENT COMPANY of PASADENA, CA is an SEC-registered investment adviser (CRD 167467). Regulatory assets under management: $264.5M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pooled vehicles, Charities, Investment cos.

Officers, owners & control persons (10)

NameRoleLocation
Cooper G LeeCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more)Irvine, CA
Brian RietzeCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER
Todd B DerrickINTERIM PRESIDENT; PRESIDENT
HARBOLT THOMAS PHILIPPRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER
WENTZIEN MARK ARTHURCHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER
LIU DIANA CCHIEF FINANCIAL OFFICER
PAN EVANPRESIDENT AND CHIEF INVESTMENT OFFICER
Rietze BrianCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER
DERRICK TODD BINTERIM PRESIDENT
Daria V ThomasVICE PRESIDENT

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