BROOKS, WAYNE I

BROOKS, WAYNE I of UTICA, NY is an SEC-registered investment adviser (CRD 168816). Regulatory assets under management: $57.5M.

Registration

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

NameRoleLocation
Wayne Irving BrooksOWNER/ CHIEF COMPLIANCE OFFICER
BROOKS WAYNE IRVINGOWNER/ CHIEF COMPLIANCE OFFICER

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