M3 ASSET MANAGEMENT, INC.

M3 ASSET MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser (CRD 169461). Regulatory assets under management: $15.0M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (6)

NameRoleLocation
KIM MILLIE NMNCHIEF EXECUTIVE OFFICER
KIM DAVID DAEJOONCHIEF EXECUTIVE OFFICER/CHIEF CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER; OWNER
YOO JAMES MINCHIEF COMPLIANCE OFFICER
RYPKEMA BRIAN JAMESCHIEF COMPLIANCE OFFICER
YOO JINKOOOWNER
KIM JAEHYUNOWNER

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