BATTERY EAST GROUP, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 169716). Regulatory assets under management: $9.4M.
| Name | Role | Location |
|---|---|---|
| LEUNG SHIRLEY JANE | CHIEF INVESTMENT OFFICER | — |
| COHN BARRETT HOWARD | MANAGING DIRECTOR, CEO; MANGING DIRECTOR, CEO | — |
| SOBEL MICHAEL PHILIP | CCO; MANAGING DIRECTOR, COO | — |
| TUCKER CLARK BOMAR | FINANCIAL OPERATIONS PRINCIPAL | — |
| LAM HOLLY HAO-MAN | CHIEF COMPLIANCE OFFICER | — |
| NIEDERAUER DUNCAN LEIGH | NON-EXECUTIVE CHAIRMAN, STRATEGIC ADVISOR | — |