EXCEED ADVISORY LLC

EXCEED ADVISORY LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 170403). Regulatory assets under management: $119.2M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (4)

NameRoleLocation
Joseph HalpernMANAGER & CCO; OWNERNew York, NY
SOLOMON HOWARDCHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER
HALPERN JOSEPHCHIEF COMPLIANCE OFFICER; MANAGER; MANAGER & CCO (+1 more)
POWELL MARGARETCHIEF COMPLIANCE OFFICER

Branch offices (2)

CityStateEmployeesPhone
1502.609.9306
1502.609.9306

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