Joseph Halpern of New York, NY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Joseph Halpern appears on 6 filing roles across Form ADV (3), Form 13F (2), Form D (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2026-01-28 | Form ADV | EXCEED ADVISORY LLC | OWNER | NEW YORK, NY |
| 2025-05-07 | Form ADV | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | MEMBER, CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | WARREN, NJ |
| 2026-01-28 | Form ADV | OBSIDIAN CIO, LLC | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| 2026-02-17 | Form 13F | OBSIDIAN CIO, LLC | Managing Partner | NEW YORK, NY |
| 2025-10-21 | Form 13F | Fountainhead Capital Management, LLC | Chief Compliance Officer | EDISON, NJ |
| 2013-02-01 | Form D | Exchange Traded Structures LLC | Executive Officer | NEW YORK, NY |